Strategic Partners
Effective financial strategies often require a team of professionals working together to serve your interests. In such situations, we act as the quarterback who helps make sure everyone is working together to achieve the best possible results. In order to best serve the needs of our clients, we have chosen to align ourselves with strong companies that share our values and objectives. Our relationships with these companies are detailed below.
Park Avenue Securities
Park Avenue Securities (PAS) is our dually-registered broker-dealer and registered investment advisor (RIA) firm. This is the name you'll see at the top of most of your investment account statements. Park Avenue Securities is headquartered in New York, and they are a wholly-owned subsidiary of Guardian.
BNY
PAS utilizes BNY as a custodian bank for our clients who have brokerage accounts with banking capabilities through our firm. They are the considered the world's largest custodian bank and asset servicing company.
Pershing
This is our primary custodian through PAS and clearing firm and a subsidiary of BNY. They provide the NetXInvestor tools our clients use to access their investment accounts. Like many of the world’s most sophisticated financial services firms, we rely on Pershing for clearing and custody, investment technology and data management, trading capabilities, and brokerage services.
BNY, Pershing are not affiliates or subsidiaries of PAS or Guardian. Trademarks are the property of their respective owners and are used with permission.